DFX Intelligence

K•••••• L•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

K•••••• L•••• C•••••••

Advisor at M••••••••• I••••••••• M••••••••• L••

CHICAGO, IL | Chandler, AZ

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Search this name across graphsid dfx:ria:9e320741-b95c-2840-32c0-1209efbda040

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 5, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• I••••••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• I••••••••• M••••••••• L••	Mixed wealth	Jun 9, 2025	n/a	yes	CHICAGO, IL\|Chandler, AZ	Current employment
M••••••••• I••••••••• S••••••• L••	Former SEC adviser	Dec 6, 2023	Jun 16, 2025	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|Chandler, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• I••••••••• S••••••• L••	M••••••••• I••••••••• M••••••••• L••	Jun 16, 2025	Jun 9, 2025	-7	Firm change	RIA to RIA
O•••• P•••••••• S••••••••• L••	M••••••••• I••••••••• S••••••• L••	Sep 1, 2022	Dec 6, 2023

Relationships

Registered with (4)

→ M••••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jun 9, 2025 to presentfactForm ADV
→ M••••••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Dec 6, 2023 to Jun 16, 2025factForm ADV
→ O•••• P•••••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 14, 2021 to Sep 1, 2022factForm ADV
→ L•••••••• A•••• M•••••••••

Dated events

Occurred
Jun 16, 2025
Advisor changed firm
K•••••• L•••• C••••••• left M••••••••• I••••••••• S••••••• L•• for M••••••••• I••••••••• M••••••••• L•• (registered 2025-06-09)
Form ADVobserved 7 days ago
Occurred
Sep 1, 2022
Advisor changed firm
K•••••• L•••• C••••••• left O•••• P•••••••• S••••••••• L•• for M••••••••• I••••••••• S••••••• L•• (registered 2023-12-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e320741-b95c-2840-32c0-1209efbda040
First observed: Oct 5, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.