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Advisor at ALIYA FINANCIAL
HIGHLAND PARK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALIYA FINANCIAL | State registered | Jun 30, 2026 | n/a | yes | HIGHLAND PARK, NJ | Current employment |
| ALIGHT FINANCIAL ADVISORS, LLC | Independent wealth | Apr 25, 2022 | Apr 3, 2023 | no | CHARLOTTE, NC|Highland Park, NJ | Previous registration |
| BETTER OPTIONS LLC | n/a | Dec 11, 2020 | Apr 1, 2022 | no | Highland Park, NJ | Previous registration |
| USAA INVESTMENT SERVICES COMPANY | No RAUM reported | Aug 23, 2018 | Jan 7, 2020 | no | Addison, TX|ADDISON, TX | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 5, 2018 | Jul 2, 2018 | no | Dallas, TX | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jul 28, 2015 | Oct 8, 2015 | no | ADDISON, TX | Previous registration |
| PRESTONCREST CAPITAL ADVISORS, LLC. | n/a | Aug 11, 2014 | Dec 31, 2014 | no | DALLAS, TX | Previous registration |
| OTHELLO CONSULTING, INC. | n/a | Mar 6, 2009 | Aug 12, 2014 | no | DALLAS, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 27, 2006 | Aug 21, 2008 | no | PLANO, TX | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | May 16, 2006 | Aug 30, 2006 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALIGHT FINANCIAL ADVISORS, LLC | ALIYA FINANCIAL | Apr 3, 2023 | Jun 30, 2026 | 1,184 | Firm change after gap | RIA to state RIA |
| BETTER OPTIONS LLC | ALIGHT FINANCIAL ADVISORS, LLC | Apr 1, 2022 | Apr 25, 2022 | 24 | Firm change | Other |
| USAA INVESTMENT SERVICES COMPANY | BETTER OPTIONS LLC | Jan 7, 2020 | Dec 11, 2020 | 339 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | USAA INVESTMENT SERVICES COMPANY | Jul 2, 2018 | Aug 23, 2018 | 52 | Firm change | Ibd to ibd |
| PRINCIPAL SECURITIES, INC. | MML INVESTORS SERVICES, LLC | Oct 8, 2015 | Mar 5, 2018 | 879 | Firm change after gap | Other |
| PRESTONCREST CAPITAL ADVISORS, LLC. | PRINCIPAL SECURITIES, INC. | Dec 31, 2014 | Jul 28, 2015 | 209 | Firm change | Other |
| OTHELLO CONSULTING, INC. | PRESTONCREST CAPITAL ADVISORS, LLC. | Aug 12, 2014 | Aug 11, 2014 | -1 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | OTHELLO CONSULTING, INC. | Aug 21, 2008 | Mar 6, 2009 | 197 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | UBS FINANCIAL SERVICES INC. | Aug 30, 2006 | Oct 27, 2006 | 58 | Firm change | Ibd to wirehouse |