DFX Intelligence

C•••• J••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

C•••• J••• F••••••

Advisor at F•••• P••••••• W•••••• L••

Sioux Falls, SD

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Search this name across graphsid dfx:ria:9e55fcc9-a507-b174-56bc-dae546d0c6b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: May 22, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jan 12, 2026	n/a	yes	Sioux Falls, SD	Current employment
N••••••••• A•••• M••••••••• L••	Independent wealth	Jan 7, 2025	Mar 20, 2026	no	Sioux Falls, SD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• A•••• M••••••••• L••	F•••• P••••••• W•••••• L••	Mar 20, 2026	Jan 12, 2026	-67	Bulk transfer	RIA to RIA
I••• C••••••	N••••••••• A•••• M••••••••• L••	Jul 3, 2024	Jul 9, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:155344:SD:2018-03-21	Mar 21, 2018	Mar 22, 2018	SIOUX FALLS, SD	Firm change

Relationships

Registered with (6)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 7, 2025 to Mar 20, 2026factForm ADV
→ I••• C••••••Registered adviserregistration: previous registration
Dec 20, 2022 to Jul 3, 2024factForm ADV
→ W••••••• W••••• M••••••••• L••

Dated events

Occurred
Jul 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e55fcc9-a507-b174-56bc-dae546d0c6b7
First observed: May 22, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.