DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Casey John Franken
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Jan 12, 2026
In the industry
13 y
since Apr 1, 2013 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Focus Partners Wealth, LLC independent RIA currentsince Jan 12, 2026 · Sioux Falls, Sd
- Northcoast Asset Management LLC independent RIAJan 7, 2025 to Mar 20, 2026 · Sioux Falls, Sd
- Northcoast Asset Management LLC independent RIAJul 9, 2024 to Dec 31, 2024 · Sioux Falls, Sd
- Ifam Capital formerDec 20, 2022 to Jul 3, 2024 · South Dakota, Sd
- Willkate Wealth Management, LLC state registeredMar 24, 2022 to Nov 28, 2022 · Aberdeen, Sd
- Cwm, LLC BD affiliatedMar 22, 2018 to Feb 4, 2022 · Sioux Falls, Sd
- LPL Financial LLC BD affiliatedMay 22, 2013 to Mar 21, 2018 · Sioux Falls, Sd
Moves
a registration end followed by a registration begin elsewhere
- Northcoast Asset Management LLC to Focus Partners Wealth, LLCleft Mar 20, 2026, registered Jan 12, 2026 (-67 days) · corporate re-registration, not a move
- Ifam Capital to Northcoast Asset Management LLCleft Jul 3, 2024, registered Jul 9, 2024 (6 days) · RIA to RIA
- Willkate Wealth Management, LLC to Ifam Capitalleft Nov 28, 2022, registered Dec 20, 2022 (22 days) · Other
- Cwm, LLC to Willkate Wealth Management, LLCleft Feb 4, 2022, registered Mar 24, 2022 (48 days) · Affiliated broker-dealer or bank to a state-registered adviser
- LPL Financial LLC to Cwm, LLCleft Mar 21, 2018, registered Mar 22, 2018 (1 days) · RIA to RIA · moved with a team
Signals
- Casey John Franken left Ifam Capital for Northcoast Asset Management Llc (registered 2024-07-09)Jul 3, 2024 · Advisor changed firm · fact
- Casey John Franken left Willkate Wealth Management, Llc for Ifam Capital (registered 2022-12-20)Nov 28, 2022 · Advisor changed firm · fact
- Casey John Franken left Cwm, Llc for Willkate Wealth Management, Llc (registered 2022-03-24)Feb 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address