DFX Intelligence

K••••••• H•••••• D••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

K••••••• H•••••• D••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

SAN DIEGO, CA | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:9e5751c3-a8ab-72ac-e403-223fd3d4ebfe

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 28, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Feb 3, 2026	n/a	yes	SAN DIEGO, CA\|PLYMOUTH, MN	Current employment
C••••••••• W••• • C• I••	Independent wealth	Sep 13, 2023	Dec 15, 2025	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••• • C• I••	W••••• E••••••••• A••••••• S•••••••• L••	Dec 15, 2025	Feb 3, 2026	50	Firm change	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C••••••••• W••• • C• I••	Apr 28, 2020	Sep 13, 2023

Relationships

Registered with (4)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Feb 3, 2026 to presentfactForm ADV
→ C••••••••• W••• • C• I••Registered adviserregistration: previous registration
Sep 13, 2023 to Dec 15, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 8, 2018 to Apr 28, 2020factForm ADV
→ H•••••• C•••••• M••••••••• I•••

Dated events

Occurred
Dec 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e5751c3-a8ab-72ac-e403-223fd3d4ebfe
First observed: May 28, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.