DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••••• H•••••• D••

W••••• E••••••••• A••••••• S•••••••• L••BD affiliatedSan Diego, Ca IA-onlyIAPD 5678952

Certified Financial Planner

Feed of 09/15/2026

Also filed as Kimberly Rae Higgins

At current firm

0 y

since Feb 3, 2026

In the industry

13 y

since Jan 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
since Feb 3, 2026 · San Diego, Ca
C••••••••• W••• • C• I•• independent RIA
Sep 13, 2023 to Dec 15, 2025 · San Diego, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 8, 2018 to Apr 28, 2020 · San Diego, Ca
H•••••• C•••••• M••••••••• I••• state registered
May 28, 2014 to Mar 19, 2018 · La Jolla, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••••••• W••• • C• I•• to W••••• E••••••••• A••••••• S•••••••• L••
left Dec 15, 2025, registered Feb 3, 2026 (50 days) · RIA to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••••• W••• • C• I••
left Apr 28, 2020, registered Sep 13, 2023 (1233 days) · Wirehouse to independent RIA
H•••••• C•••••• M••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 19, 2018, registered May 8, 2018 (50 days) · Other

Signals

K••••••• H•••••• D•• left C••••••••• W••• • C• I•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-02-03)
Dec 15, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address