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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

DAVID ALLEN COUNCIL

Advisor at J.P. MORGAN SECURITIES LLC

ST. JOHN, IN

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Search this name across graphsid dfx:ria:9e9aa4a3-fb80-2b79-4279-378f3b67acdb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Dec 14, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 30, 1998
First registration: Dec 14, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 2290193

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	ST. JOHN, IN	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 29, 2010	Oct 1, 2012	no	ST. JOHN, IN\|MUNSTER, IN\|SCHERERVILLE, IN	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Sep 21, 2009	Jul 23, 2010	no	GARY, IN\|MERRILLVILLE, IN\|DEMOTTE, IN\|CHESTERTON, IN\|MICHIGAN CITY, IN\|MICHIGAN CITY, IN\|CROWN POINT, IN	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 24, 2007	Sep 18, 2009	no	CROWN POINT, IN\|CROWN POINT, IN	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Jul 19, 2007	no	CROWN POINT, IN\|CROWN POINT, IN	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Feb 4, 2005	Jul 6, 2005	no	CROWN POINT, IN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 14, 1998	Nov 8, 2002	no	MERRILLVILLE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
FIFTH THIRD SECURITIES, INC.	CHASE INVESTMENT SERVICES CORP.	Jul 23, 2010	Jul 29, 2010	6	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	FIFTH THIRD SECURITIES, INC.	Sep 18, 2009	Sep 21, 2009	3	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	BANC ONE SECURITIES CORPORATION	Nov 8, 2002	Feb 4, 2005	819	Firm change after gap	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 29, 2010 to Oct 1, 2012factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Sep 21, 2009 to Jul 23, 2010factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 4, 2005 to Jul 6, 2005factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 14, 1998 to Nov 8, 2002factForm ADV

Dated events

No dated event names this entity yet.