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Registered advisor
D•••• A•••• C••••••
Feed of 09/14/2026
At current firm
13 y
since Oct 1, 2012
In the industry
28 y
since Jan 30, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 1, 2012 · St. John, In
- C•••• I••••••••• S••••••• C•••• formerJul 29, 2010 to Oct 1, 2012 · St. John, In
- F•••• T•••• S••••••••• I••• BD affiliatedSep 21, 2009 to Jul 23, 2010 · Gary, In
- C•••• I••••••••• S••••••• C•••• formerJul 24, 2007 to Sep 18, 2009 · Crown Point, In
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Jul 19, 2007 · Crown Point, In
- B••• O•• S••••••••• C••••••••• unclassifiedFeb 4, 2005 to Jul 6, 2005 · Crown Point, In
- A••••••••• F•••••••• S•••••••• L•• national BDDec 14, 1998 to Nov 8, 2002 · Merrillville, In
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- F•••• T•••• S••••••••• I••• to C•••• I••••••••• S••••••• C••••left Jul 23, 2010, registered Jul 29, 2010 (6 days) · Other
- C•••• I••••••••• S••••••• C•••• to F•••• T•••• S••••••••• I•••left Sep 18, 2009, registered Sep 21, 2009 (3 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to B••• O•• S••••••••• C•••••••••left Nov 8, 2002, registered Feb 4, 2005 (819 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address