DFX Intelligence

M•••••• J•••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

M•••••• J•••• F•••••

Advisor at I••••••••• A••••• I••••••••• M••••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9ea725e8-5799-da98-8b78-7219714d3194

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: May 17, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A••••• I••••••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 26, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• A••••• A•••••••• L••	Independent wealth	Feb 16, 2026	n/a	yes	SANTA ROSA, CA\|ORLANDO, FL\|MCKINNEY, TX	Current employment
I••••••••• A••••• I••••••••• M••••••••• L••	Bd affiliated wealth	Feb 16, 2026	n/a	yes	ORLANDO, FL\|SANTA ROSA, CA\|MCKINNEY, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	I••••••••• A••••• I••••••••• M••••••••• L••	Feb 17, 2026	Feb 16, 2026	-1	Firm change	Ibd to ibd
A•••••• R••••••• C••••••	L•• F•••••••• L••	Feb 2, 2026	Feb 5, 2026

Relationships

Registered with (6)

→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Feb 16, 2026 to presentfactForm ADV
→ G••••• A••••• A•••••••• L••Registered adviserregistration: current employment
Feb 16, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 5, 2026 to Feb 17, 2026factForm ADV
→ A•••••• R••••••• C••••••

Dated events

Occurred
Feb 17, 2026
A•••••• firm change
M•••••• J•••• F••••• left L•• F•••••••• L•• for I••••••••• A••••• I••••••••• M••••••••• L•• (registered 2026-02-16)
Form ADVobserved 7 days ago
Occurred
Feb 2, 2026
A•••••• firm change
M•••••• J•••• F••••• left A•••••• R••••••• C•••••• for L•• F•••••••• L•• (registered 2026-02-05)
Form ADVobserved 7 days ago
Occurred
Jul 17, 2025
A•••••• firm change
M•••••• J•••• F••••• left A•••• W••••• M••••••••• A•• P••••••• L•• for A•••••• R••••••• C•••••• (registered 2025-05-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ea725e8-5799-da98-8b78-7219714d3194
First observed: May 17, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.