DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

ROY ALVIN WILLIAMS

Advisor at KCD FINANCIAL, INC.

GREEN BAY, WI | Stratford, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9eb970cc-1bf9-4565-ccf3-d172b6a19b4a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 29, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KCD FINANCIAL, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 6, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Mar 6, 2000
First registration: Sep 29, 2003
Dual registered: yes, broker-dealer
Other names: ROY ALVIN WILLIAMS
IAPD individual key: 1069297

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KCD FINANCIAL, INC.	Independent wealth	Aug 23, 2023	n/a	yes	Stratford, CT\|GREEN BAY, WI\|Stratford, CT	Current employment
CENTER STREET ADVISORS, INC.	Former SEC adviser	Mar 6, 2017	Aug 7, 2023	no	Stratford, CT\|NASHVILLE, TN	Previous registration
EDI INVESTMENT ADVISOR CORPORATION	n/a	Jan 29, 2014	Oct 21, 2016	no	STRATFORD, CT\|Stratford, CT	Previous registration
EDI INVESTMENT ADVISOR CORPORATION	n/a	Jul 22, 2008	Dec 31, 2013	no	STRATFORD, CT	Previous registration
HARVEST CAPITAL ADVISORS, LLC	n/a	Sep 29, 2003	Feb 7, 2006	no	STRATFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CENTER STREET ADVISORS, INC.	KCD FINANCIAL, INC.	Aug 7, 2023	Aug 23, 2023	16	Firm change	RIA to RIA
EDI INVESTMENT ADVISOR CORPORATION	CENTER STREET ADVISORS, INC.	Oct 21, 2016	Mar 6, 2017	136	Firm change	Other
HARVEST CAPITAL ADVISORS, LLC	EDI INVESTMENT ADVISOR CORPORATION	Feb 7, 2006	Jul 22, 2008	896	Firm change after gap	Other

Relationships

Registered with (4)

→ KCD FINANCIAL, INC.Registered adviserregistration: current employment
Aug 23, 2023 to presentfactForm ADV
→ CENTER STREET ADVISORS, INC.Registered adviserregistration: previous registration
Mar 6, 2017 to Aug 7, 2023factForm ADV
→ EDI INVESTMENT ADVISOR CORPORATIONRegistered adviserregistration: previous registration
Jan 29, 2014 to Oct 21, 2016factForm ADV
→ HARVEST CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 29, 2003 to Feb 7, 2006factForm ADV

Dated events

Occurred
Aug 7, 2023
Advisor changed firm
Roy Alvin Williams left Center Street Advisors, Inc. for Kcd Financial, Inc. (registered 2023-08-23)
Form ADVobserved 4 days ago