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Advisor at WEA FINANCIAL ADVISORS, INC.
MADISON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEA FINANCIAL ADVISORS, INC. | Other adviser | Nov 17, 2020 | n/a | yes | MADISON, WI | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Dec 7, 2017 | Nov 9, 2020 | no | MADISON, WI | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 10, 2012 | Sep 10, 2016 | no | MADISON, WI|Middleton, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WEA FINANCIAL ADVISORS, INC. | Nov 9, 2020 | Nov 17, 2020 | 8 | Firm change | Wirehouse to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | Sep 10, 2016 | Dec 7, 2017 | 453 | Firm change after gap | Ibd to wirehouse |