DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••••• F•••••••• S•••••••• L••
Fort Myers, FL | Cape Coral, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 19, 2018 | n/a | yes | Fort Myers, FL|Cape Coral, FL | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 23, 2009 | Nov 20, 2018 | no | BONITA SPRINGS, FL|FORT MYERS, FL|SARASOTA, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | A••••••••• F•••••••• S•••••••• L•• | Nov 20, 2018 | Nov 19, 2018 | -1 | Firm change | Wirehouse to ibd |
| B••• O• A•••••• I••••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Oct 23, 2009 |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | May 23, 2008 | Oct 23, 2009 | no | FT. MYERS, FL|CAPE CORAL, FL | Previous registration |
| A••••••••• A•••••• S•••••••• I••• | n/a | May 15, 2007 | May 27, 2008 | no | FORT MYERS, FL|FT. LAUDERDALE, FL | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| A••••••••• A•••••• S•••••••• I••• | B••• O• A•••••• I••••••••• S•••••••• I••• | May 27, 2008 | May 23, 2008 | -4 | Firm change | Other |