DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T••••• A••••••• S•••••••• I•••
PITTSBURGH, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Dec 12, 2024 | n/a | yes | PITTSBURGH, PA | Current employment |
| J••• M••••• S••••••••• L•• | Wirehouse | Feb 12, 2024 | Nov 29, 2024 | no | Pittsburgh, PA|Bradford Woods, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | T••••• A••••••• S•••••••• I••• | Nov 29, 2024 | Dec 12, 2024 | 13 | Firm change | Wirehouse to ibd |
| O•••• I••••••••• I••• | J••• M••••• S••••••••• L•• | Jan 6, 2020 | Feb 12, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 25454:35371:PA:2015-10-16 | Oct 16, 2015 | Apr 29, 2016 | PITTSBURGH, PA | Firm change |
| O•••• I••••••••• I••• | Bd affiliated wealth | Apr 29, 2016 | Jan 6, 2020 | no | Pittsburgh, PA|Pittsburgh, PA | Previous registration |
| E•••• N••••••• S••••••••• I••• | Former SEC adviser | May 9, 2014 | Oct 16, 2015 | no | PITTSBURGH, PA | Previous registration |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | Sep 27, 2011 | May 16, 2014 | no | PITTSBURGH, PA | Previous registration |
| C•• C•••••• M••••••••• G••••• I••• | Independent wealth | Nov 9, 2010 | May 22, 2012 | no | MALVERN, PA | Previous registration |
| W•••••• P•••••• W••••• | Independent wealth | Sep 23, 2009 | Sep 15, 2010 | no | BRIDGEVILLE, PA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 3, 2009 | Feb 10, 2011 | no | BRIDGEVILLE, PA | Previous registration |
| M•• A••••••• F•••••••• M••••••••• I••• | Former SEC adviser | Apr 11, 2006 | Jul 15, 2009 | no | PITTSBURGH, PA|PITTSBURGH, PA|PITTSBURGH, PA | Previous registration |
| N•••••• I••••••••• I••• | n/a | Mar 7, 2005 | Apr 10, 2006 | no | CLEVELAND, OH | Previous registration |
| 1,498 |
| Firm change after gap |
| Ibd to wirehouse |
| E•••• N••••••• S••••••••• I••• | O•••• I••••••••• I••• | Oct 16, 2015 | Apr 29, 2016 | 196 | Firm change | Other |
| F•••• T•••• S••••••••• I••• | E•••• N••••••• S••••••••• I••• | May 16, 2014 | May 9, 2014 | -7 | Firm change | Other |
| C•• C•••••• M••••••••• G••••• I••• | F•••• T•••• S••••••••• I••• | May 22, 2012 | Sep 27, 2011 | -238 | Firm change after gap | Other |
| L•• F•••••••• L•• | W•••••• P•••••• W••••• | Feb 10, 2011 | Sep 23, 2009 | -505 | Firm change after gap | Other |
| W•••••• P•••••• W••••• | C•• C•••••• M••••••••• G••••• I••• | Sep 15, 2010 | Nov 9, 2010 | 55 | Firm change | Other |
| M•• A••••••• F•••••••• M••••••••• I••• | L•• F•••••••• L•• | Jul 15, 2009 | Sep 3, 2009 | 50 | Firm change | Other |
| N•••••• I••••••••• I••• | M•• A••••••• F•••••••• M••••••••• I••• | Apr 10, 2006 | Apr 11, 2006 | 1 | Firm change | Other |