DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• D• B•••••

T••••• A••••••• S•••••••• I•••BD affiliatedPittsburgh, Padual registrantIAPD 2166232

Feed of 09/14/2026

Also filed as Chris Burton

At current firm

1 y

since Dec 12, 2024

In the industry

31 y

since Aug 18, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••• A••••••• S•••••••• I••• BD affiliated current
since Dec 12, 2024 · Pittsburgh, Pa
J••• M••••• S••••••••• L•• wirehouse
Feb 12, 2024 to Nov 29, 2024 · Pittsburgh, Pa
O•••• I••••••••• I••• BD affiliated
Apr 29, 2016 to Jan 6, 2020 · Pittsburgh, Pa
E•••• N••••••• S••••••••• I••• former
May 9, 2014 to Oct 16, 2015 · Pittsburgh, Pa
F•••• T•••• S••••••••• I••• BD affiliated
Sep 27, 2011 to May 16, 2014 · Pittsburgh, Pa
C•• C•••••• M••••••••• G••••• I••• independent RIA
Nov 9, 2010 to May 22, 2012 · Malvern, Pa
W•••••• P•••••• W••••• independent RIA
Sep 23, 2009 to Sep 15, 2010 · Bridgeville, Pa
L•• F•••••••• L•• BD affiliated
Sep 3, 2009 to Feb 10, 2011 · Bridgeville, Pa
M•• A••••••• F•••••••• M••••••••• I••• former
Apr 11, 2006 to Jul 15, 2009 · Pittsburgh, Pa
N•••••• I••••••••• I••• unclassified
Mar 7, 2005 to Apr 10, 2006 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
left Nov 29, 2024, registered Dec 12, 2024 (13 days) · Wirehouse to affiliated broker-dealer or bank
O•••• I••••••••• I••• to J••• M••••• S••••••••• L••
left Jan 6, 2020, registered Feb 12, 2024 (1498 days) · Affiliated broker-dealer or bank to wirehouse
E•••• N••••••• S••••••••• I••• to O•••• I••••••••• I•••
left Oct 16, 2015, registered Apr 29, 2016 (196 days) · Other · moved with a team
F•••• T•••• S••••••••• I••• to E•••• N••••••• S••••••••• I•••
left May 16, 2014, registered May 9, 2014 (-7 days) · Other
C•• C•••••• M••••••••• G••••• I••• to F•••• T•••• S••••••••• I•••
left May 22, 2012, registered Sep 27, 2011 (-238 days) · Other
L•• F•••••••• L•• to W•••••• P•••••• W•••••
left Feb 10, 2011, registered Sep 23, 2009 (-505 days) · Other
W•••••• P•••••• W••••• to C•• C•••••• M••••••••• G••••• I•••
left Sep 15, 2010, registered Nov 9, 2010 (55 days) · Other
M•• A••••••• F•••••••• M••••••••• I••• to L•• F•••••••• L••
left Jul 15, 2009, registered Sep 3, 2009 (50 days) · Other
N•••••• I••••••••• I••• to M•• A••••••• F•••••••• M••••••••• I•••
left Apr 10, 2006, registered Apr 11, 2006 (1 days) · Other

Signals

C••••••••• D• B••••• left J••• M••••• S••••••••• L•• for T••••• A••••••• S•••••••• I••• (registered 2024-12-12)
Nov 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address