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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

John Huey Neely

Advisor at ST. BERNARD FINANCIAL SERVICES, INC.

Edmond, OK | RUSSELLVILLE, AR

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Search this name across graphsid dfx:ria:9ec98273-8675-a50a-bd11-c9dd4f7d06fb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 29, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ST. BERNARD FINANCIAL SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 19, 1988
First registration: Jun 29, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 501565

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ST. BERNARD FINANCIAL SERVICES, INC.	Bd affiliated wealth	Mar 15, 2019	n/a	yes	Edmond, OK\|RUSSELLVILLE, AR\|RUSSELLVILLE, AR	Current employment
CHAPPELWOOD FINANCIAL SERVICES	Independent wealth	Nov 13, 2018	Mar 8, 2019	no	EDMOND, OK	Previous registration
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	Aug 19, 2009	Sep 19, 2018	no	EDMOND, OK\|Cedar Rapids, IA\|EDMOND, OK	Previous registration
WFG ADVISORS, LP	Former SEC adviser	Jul 13, 2009	Aug 14, 2009	no	OKLAHOMA CITY, OK	Previous registration
CENTURY ADVISORS, LLC	n/a	Mar 26, 2004	Sep 14, 2009	no	OKLAHOMA CITY, OK	Previous registration
SPELMAN & CO., INC.	n/a	Jun 29, 1999	Jun 16, 2004	no	OKLAHOMA CITY, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHAPPELWOOD FINANCIAL SERVICES	ST. BERNARD FINANCIAL SERVICES, INC.	Mar 8, 2019	Mar 15, 2019	7	Firm change	RIA to ibd
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	CHAPPELWOOD FINANCIAL SERVICES	Sep 19, 2018	Nov 13, 2018	55	Firm change	Ibd to RIA
CENTURY ADVISORS, LLC	WFG ADVISORS, LP	Sep 14, 2009	Jul 13, 2009	-63	Firm change after gap	Other
WFG ADVISORS, LP	BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Aug 14, 2009	Aug 19, 2009	5	Firm change	Other
SPELMAN & CO., INC.	CENTURY ADVISORS, LLC	Jun 16, 2004	Mar 26, 2004	-82	Firm change after gap	Other

Relationships

Registered with (6)

→ ST. BERNARD FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Mar 15, 2019 to presentfactForm ADV
→ CHAPPELWOOD FINANCIAL SERVICESRegistered adviserregistration: previous registration
Nov 13, 2018 to Mar 8, 2019factForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 19, 2009 to Sep 19, 2018factForm ADV
→ CENTURY ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 26, 2004 to Sep 14, 2009factForm ADV
→ WFG ADVISORS, LPRegistered adviserregistration: previous registration
Jul 13, 2009 to Aug 14, 2009factForm ADV
→ SPELMAN & CO., INC.Registered adviserregistration: previous registration
Jun 29, 1999 to Jun 16, 2004factForm ADV

Dated events

No dated event names this entity yet.