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RIA / WealthAdvisor15 years in industry

MARK RAMOS

Advisor at FOURSTAR WEALTH ADVISORS, LLC

CHICAGO, IL | WARREN, NJ

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Search this name across graphsid dfx:ria:9ecc7f7b-e0fe-5ab9-2b59-ed8446c980c8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 2, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOURSTAR WEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 31, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Aug 31, 2011
First registration: Oct 2, 2012
Dual registered: no
Other names: Mark Ramos|MARK A RAMOS|Mark Ramos|MARK ANTHONY RAMOS
IAPD individual key: 5897595

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOURSTAR WEALTH ADVISORS, LLC	Independent wealth	Jul 19, 2024	n/a	yes	CHICAGO, IL\|WARREN, NJ	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 14, 2021	Aug 5, 2024	no	EAST BRUNSWICK, NJ\|EAST BRUNSWICK, NJ\|FORT MILL, SC	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jul 12, 2019	Sep 21, 2021	no	PARSIPPANY, NJ\|Parsippany, NJ	Previous registration
RONALD GELOK & ASSOCIATES, LLC	State registered	Mar 20, 2018	Jun 12, 2019	no	NAPLES, FL	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Oct 5, 2016	Jan 4, 2018	no	Parsippany, NJ\|SARASOTA, FL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 21, 2014	Aug 25, 2016	no	BEDMINSTER, NJ	Previous registration
EDWARD JONES	National bd RIA	Oct 2, 2012	Jul 29, 2014	no	ST LOUIS, MO\|WARREN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	FOURSTAR WEALTH ADVISORS, LLC	Aug 5, 2024	Jul 19, 2024	-17	Firm change	Ibd to RIA
PRINCIPAL SECURITIES, INC.	LPL FINANCIAL LLC	Sep 21, 2021	Sep 14, 2021	-7	Firm change	Ibd to ibd
RONALD GELOK & ASSOCIATES, LLC	PRINCIPAL SECURITIES, INC.	Jun 12, 2019	Jul 12, 2019	30	Firm change	Other
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	RONALD GELOK & ASSOCIATES, LLC	Jan 4, 2018	Mar 20, 2018	75	Firm change	Other
J.P. MORGAN SECURITIES LLC	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Aug 25, 2016	Oct 5, 2016	41	Firm change	Other
EDWARD JONES	J.P. MORGAN SECURITIES LLC	Jul 29, 2014	Nov 21, 2014	115	Firm change	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
1137:6413:NJ:2021-09-21	Sep 21, 2021	Sep 14, 2021	PARSIPPANY, NJ	Firm change
132070:290950:FL:2018-01-04	Jan 4, 2018	Mar 20, 2018	SARASOTA, FL	Firm change

Relationships

Registered with (7)

→ FOURSTAR WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jul 19, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 14, 2021 to Aug 5, 2024factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jul 12, 2019 to Sep 21, 2021factForm ADV
→ RONALD GELOK & ASSOCIATES, LLCRegistered adviserregistration: previous registration
Mar 20, 2018 to Jun 12, 2019factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Oct 5, 2016 to Jan 4, 2018factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Nov 21, 2014 to Aug 25, 2016factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 2, 2012 to Jul 29, 2014factForm ADV

Dated events

Occurred
Aug 5, 2024
Advisor changed firm
Mark Ramos left Lpl Financial Llc for Fourstar Wealth Advisors, Llc (registered 2024-07-19)
Form ADVobserved 5 days ago