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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

RONALD GELOK & ASSOCIATES, LLC

CRD 290950

NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64d6d873-41a3-a25a-8e3e-d5ad698b4875

Data as of May 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: May 28, 2026 to May 28, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $74.6MItem 5.F on the latest filing (2026-05-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $74.6M
Private client RAUM: $74.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 11
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 362
Individual clients: 200
High net worth clients: 30
CRD: 290950
Filings on the tape: 1
First filed: May 28, 2026
Latest filed: May 28, 2026
Organised: Limited Liability Company, NJ

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RONALD ALBERT GELOK	n/a	NAPLES, FL	8	32	8	yes
BRIAN THOMAS GINTY	n/a	NAPLES, FL	8	23	4	no
Christian Anthony Vivas	n/a	Parsippany, NJ \| NAPLES, FL	1	10	n/a	yes
DANIEL ORDWAY SHERMAN	n/a	Parsippany, NJ \| NAPLES, FL	0	15	3	no

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	n/a	0	0	0	2	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	2	Jan 4, 2018	Mar 20, 2018	SARASOTA, FL	Team lift out	Other	1.3%

Relationships

Registered with (7)

← DANIEL ORDWAY SHERMANAdvisorregistration: current employment
Dec 17, 2025 to presentfactForm ADV
← Christian Anthony VivasAdvisorregistration: current employment
Feb 10, 2025 to presentfactForm ADV
← BRIAN THOMAS GINTYAdvisorregistration: current employment
Feb 15, 2018 to presentfactForm ADV
← RONALD ALBERT GELOKAdvisorregistration: current employment
Nov 17, 2017 to presentfactForm ADV
← CHARLES GAROFALOAdvisorregistration: previous registration
Jul 21, 2025 to Sep 19, 2025factForm ADV
← MARK RAMOSAdvisorregistration: previous registration
Mar 20, 2018 to Jun 12, 2019factForm ADV
← EDWARD THOMAS MUNOZAdvisorregistration: previous registration
Feb 15, 2018 to Feb 18, 2019factForm ADV

Moved with (1)

← GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviser2 advisors, team lift out, same day
Jan 4, 2018 to Mar 20, 2018factForm ADV

Dated events

Occurred
Sep 19, 2025
Advisor changed firm
Charles Garofalo left Ronald Gelok & Associates, Llc for Brookstone Capital Management Llc (registered 2025-12-11)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64d6d873-41a3-a25a-8e3e-d5ad698b4875
First observed: May 28, 2026
Last observed: May 28, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RONALD GELOK & ASSOCIATES, LLC

CRD 290950

NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64d6d873-41a3-a25a-8e3e-d5ad698b4875

Data as of May 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:30 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RONALD ALBERT GELOK

n/a

NAPLES, FL

yes

BRIAN THOMAS GINTY

n/a

NAPLES, FL

Christian Anthony Vivas

n/a

Parsippany, NJ | NAPLES, FL

n/a

yes

DANIEL ORDWAY SHERMAN

n/a

Parsippany, NJ | NAPLES, FL

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

Jan 4, 2018

Mar 20, 2018

SARASOTA, FL

Team lift out

Other

1.3%