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Reading the graph
Advisor at SITTNER & NELSON, LLC
EUGENE, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SITTNER & NELSON, LLC | Independent wealth | Sep 1, 2020 | n/a | yes | EUGENE, OR | Current employment |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Jan 5, 2010 | Oct 30, 2020 | no | EUGENE, OR|EUGENE, OR | Previous registration |
| ROEHL & YI INVESTMENT ADVISORS, LLC | Independent wealth | Jul 31, 2002 | Apr 1, 2010 | no | EUGENE, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KMS FINANCIAL SERVICES, INC | SITTNER & NELSON, LLC | Oct 30, 2020 | Sep 1, 2020 | -59 | Firm change after gap | Ibd to new firm |
| ROEHL & YI INVESTMENT ADVISORS, LLC | KMS FINANCIAL SERVICES, INC | Apr 1, 2010 | Jan 5, 2010 | -86 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3866:309757:OR:2020-10-30 | Oct 30, 2020 | Sep 1, 2020 | EUGENE, OR | Firm change after gap |