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Advisor at WELLS FARGO ADVISORS
FORT LAUDERDALE, FL | ST. LOUIS, MO | BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 17, 2026 | n/a | yes | BOCA RATON, FL|ST. LOUIS, MO | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Aug 11, 2020 | n/a | yes | BOCA RATON, FL|BOCA RATON, FL|FORT LAUDERDALE, FL | Current employment |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Jul 16, 2007 | Aug 7, 2020 | no | BOCA RATON, FL|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 14, 2004 | Aug 1, 2007 | no | WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ | Previous registration |
| WADDELL & REED | Former SEC adviser | May 12, 2003 | Jun 11, 2004 | no | MORRISTOWN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | WELLS FARGO ADVISORS | Aug 7, 2020 | Aug 11, 2020 | 4 | Firm change | Ibd to wirehouse |
| UBS FINANCIAL SERVICES INC. | OPPENHEIMER & CO. INC. | Aug 1, 2007 | Jul 16, 2007 | -16 | Firm change | Other |
| WADDELL & REED | UBS FINANCIAL SERVICES INC. | Jun 11, 2004 | Jun 14, 2004 | 3 | Firm change | Other |