RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• A•••••
- W•••• F•••• A••••••• wirehouse currentsince Apr 17, 2026 · Boca Raton, Fl
- W•••• F•••• A••••••• wirehouse currentsince Aug 11, 2020 · Boca Raton, Fl
- O••••••••• • C•• I••• BD affiliatedJul 16, 2007 to Aug 7, 2020 · Boca Raton, Fl
- U•• F•••••••• S••••••• I••• wirehouseJun 14, 2004 to Aug 1, 2007 · Weehawken, Nj
- W•••••• • R••• formerMay 12, 2003 to Jun 11, 2004 · Morristown, Nj
- O••••••••• • C•• I••• to W•••• F•••• A•••••••left Aug 7, 2020, registered Aug 11, 2020 (4 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to O••••••••• • C•• I•••left Aug 1, 2007, registered Jul 16, 2007 (-16 days) · Other
- W•••••• • R••• to U•• F•••••••• S••••••• I•••left Jun 11, 2004, registered Jun 14, 2004 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address