DFX Intelligence

M•••• R• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor21 years in industry

M•••• R• B••••••••

Advisor at M••••• W••••• M••••••••• L••

PLANTATION, FL | KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9ee8054a-34d0-cec7-774b-2277927a08af

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 1, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 29, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Mar 24, 2026	n/a	yes	PLANTATION, FL\|KANSAS CITY, MO	Current employment
L•• A••••••• S•••••••• L••	Former SEC adviser	Apr 26, 2016	Jul 31, 2026	no	PLANTATION, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• A••••••• S•••••••• L••	M••••• W••••• M••••••••• L••	Jul 31, 2026	Mar 24, 2026	-129	Firm change after gap	RIA to RIA
B••• I••••••••• S•••••••• I•••	L•• A••••••• S•••••••• L••	Apr 15, 2016	Apr 26, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
172009:324624:FL:2026-07-31	Jul 31, 2026	Mar 24, 2026	PLANTATION, FL	Firm change after gap
33856:172009:FL:2016-04-15	Apr 15, 2016	Apr 26, 2016	PLANTATION, FL	Firm change

Relationships

Registered with (7)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 24, 2026 to presentfactForm ADV
→ L•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 26, 2016 to Jul 31, 2026factForm ADV
→ B••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 7, 2015 to Apr 15, 2016factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Jul 31, 2026
Advisor changed firm
M•••• R• B•••••••• left L•• A••••••• S•••••••• L•• for M••••• W••••• M••••••••• L•• (registered 2026-03-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ee8054a-34d0-cec7-774b-2277927a08af
First observed: Dec 1, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.