DFX Intelligence

G••••••• T••• T••• M••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

G••••••• T••• T••• M••

Advisor at W•••• F•••• A•••••••

MCLEAN, VA | GREAT FALLS, VA

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Search this name across graphsid dfx:ria:9f00b3c9-a0fe-5ee4-2547-7bd1491c6f35

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 4, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 28, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Feb 15, 2024	n/a	yes	GREAT FALLS, VA\|MCLEAN, VA	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Apr 26, 2022	May 24, 2023	no	LANSDOWNE, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	W•••• F•••• A•••••••	May 24, 2023	Feb 15, 2024	267	Firm change	Ibd to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	F••••••• P••••••• A•• W•••••••• A•••••••	Mar 15, 2022

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Feb 15, 2024 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Apr 26, 2022 to May 24, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 2, 2020 to Mar 15, 2022factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
May 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f00b3c9-a0fe-5ee4-2547-7bd1491c6f35
First observed: Jun 4, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.