DFX Intelligence
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Registered advisor
G••••••• T••• T••• M••
Feed of 09/14/2026
Also filed as G••••••• T• M••••••••• M••••••••• T••• T••• M••
At current firm
2 y
since Feb 15, 2024
In the industry
17 y
since Jan 28, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Feb 15, 2024 · Great Falls, Va
- F••••••• P••••••• A•• W•••••••• A••••••• formerApr 26, 2022 to May 24, 2023 · Lansdowne, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 2, 2020 to Mar 15, 2022 · Leesburg, Va
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to May 6, 2020 · New York, Ny
- C•••• I••••••••• S••••••• C•••• formerJun 4, 2012 to Oct 1, 2012 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to W•••• F•••• A•••••••left May 24, 2023, registered Feb 15, 2024 (267 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Mar 15, 2022, registered Apr 26, 2022 (42 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 6, 2020, registered Jul 2, 2020 (57 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedMay 24, 2023 · Advisor changed firm · fact
- ••• LockedMar 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address