DFX Intelligence

J••• R••••• J•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst19 years in industry

J••• R••••• J•••••••••

Advisor at N•••••• A•••••••• L••

BOSTON, MA

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Search this name across graphsid dfx:ria:9f062421-b0a2-57a5-8e3b-313231a066d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 16, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••• L••	Bd affiliated wealth	May 7, 2018	n/a	yes	BOSTON, MA	Current employment
G••••••• I••••••••• L••	n/a	Mar 13, 2008	May 13, 2009	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• I••••••••• L••	N•••••• A•••••••• L••	May 13, 2009	May 7, 2018	3,281	Firm change after gap	Other
O••••••• I••••••••• L•	G••••••• I••••••••• L••	Mar 5, 2008	Mar 13, 2008

Relationships

Registered with (3)

→ N•••••• A•••••••• L••Registered adviserregistration: current employment
May 7, 2018 to presentfactForm ADV
→ G••••••• I••••••••• L••Registered adviserregistration: previous registration
Mar 13, 2008 to May 13, 2009factForm ADV
→ O••••••• I••••••••• L•Registered adviserregistration: previous registration
Jan 16, 2007 to Mar 5, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f062421-b0a2-57a5-8e3b-313231a066d1
First observed: Jan 16, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.