RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R••••• J•••••••••
- N•••••• A•••••••• L•• BD affiliated currentsince May 7, 2018 · Boston, Ma
- G••••••• I••••••••• L•• unclassifiedMar 13, 2008 to May 13, 2009 · Boston, Ma
- O••••••• I••••••••• L• unclassifiedJan 16, 2007 to Mar 5, 2008 · Boston, Ma
- G••••••• I••••••••• L•• to N•••••• A•••••••• L••left May 13, 2009, registered May 7, 2018 (3281 days) · Other
- O••••••• I••••••••• L• to G••••••• I••••••••• L••left Mar 5, 2008, registered Mar 13, 2008 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address