DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Christine Gonzalez

Advisor at EPIC ADVISORY SERVICES CORP

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9f412b82-bf89-4d35-9f17-522ea4b1a75b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 1, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EPIC ADVISORY SERVICES CORP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 21, 2023
First registration: Mar 1, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 5992575

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EPIC ADVISORY SERVICES CORP	Independent wealth	Aug 25, 2026	n/a	yes	BOCA RATON, FL	Current employment
MORGAN STANLEY	Wirehouse	Oct 18, 2023	May 7, 2026	no	Miami, FL	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Nov 24, 2014	Jul 30, 2015	no	MIAMI, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 1, 2013	Sep 16, 2014	no	MIAMI, FL\|CORAL GABLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	EPIC ADVISORY SERVICES CORP	May 7, 2026	Aug 25, 2026	110	Firm change	Wirehouse to RIA
HSBC SECURITIES (USA) INC.	MORGAN STANLEY	Jul 30, 2015	Oct 18, 2023	3,002	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	HSBC SECURITIES (USA) INC.	Sep 16, 2014	Nov 24, 2014	69	Firm change	Other

Relationships

Registered with (4)

→ EPIC ADVISORY SERVICES CORPRegistered adviserregistration: current employment
Aug 25, 2026 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 18, 2023 to May 7, 2026factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Nov 24, 2014 to Jul 30, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 1, 2013 to Sep 16, 2014factForm ADV

Dated events

Occurred
May 7, 2026
Advisor changed firm
Christine Gonzalez left Morgan Stanley for Epic Advisory Services Corp (registered 2026-08-25)
Form ADVobserved 6 days ago