DFX Intelligence
RIA Intelligence
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Registered advisor
C•••••••• G•••••••
Feed of 09/14/2026
At current firm
0 y
since Aug 25, 2026
In the industry
13 y
since Mar 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••• A••••••• S••••••• C••• independent RIA currentsince Aug 25, 2026 · Boca Raton, Fl
- M••••• S•••••• wirehouseOct 18, 2023 to May 7, 2026 · Miami, Fl
- H••• S••••••••• •••• I••• BD affiliatedNov 24, 2014 to Jul 30, 2015 · Miami, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 1, 2013 to Sep 16, 2014 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to E••• A••••••• S••••••• C•••left May 7, 2026, registered Aug 25, 2026 (110 days) · Wirehouse to independent RIA
- H••• S••••••••• •••• I••• to M••••• S••••••left Jul 30, 2015, registered Oct 18, 2023 (3002 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H••• S••••••••• •••• I•••left Sep 16, 2014, registered Nov 24, 2014 (69 days) · Other
Signals
- C•••••••• G••••••• left M••••• S•••••• for E••• A••••••• S••••••• C••• (registered 2026-08-25)May 7, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address