DFX Intelligence

B••••••• R••• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

B••••••• R••• E•••••

Advisor at C•••••• I••••••••• A•••••••• L••

ATLANTA, GA

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Search this name across graphsid dfx:ria:9f414bba-42de-b4fd-37d5-bc1ba978ea45

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 16, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• I••••••••• A•••••••• L••	Independent wealth	Sep 18, 2023	n/a	yes	ATLANTA, GA	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	Nov 27, 2012	Aug 24, 2023	no	ARLINGTON, VA\|ALPHARETTA, GA\|ATLANTA, GA\|Atlanta, GA\|Atlanta, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	C•••••• I••••••••• A•••••••• L••	Aug 24, 2023	Sep 18, 2023	25	Firm change	RIA to RIA
V•••• F•••••••• A•••••••• I•••	E•••••• C•••••• M••••••••• L••	Dec 6, 2012	Nov 27, 2012

Relationships

Registered with (4)

→ C•••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 18, 2023 to presentfactForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 27, 2012 to Aug 24, 2023factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 13, 2012 to Dec 6, 2012factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Aug 24, 2023
Advisor changed firm
B••••••• R••• E••••• left E•••••• C•••••• M••••••••• L•• for C•••••• I••••••••• A•••••••• L•• (registered 2023-09-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f414bba-42de-b4fd-37d5-bc1ba978ea45
First observed: Jan 21, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.