DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Benjamin Ross Ezrine
Certified Financial Planner
Feed of 09/14/2026
Also filed as Benjamin Ezrine
At current firm
3 y
since Sep 18, 2023
In the industry
18 y
since Sep 16, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Capital Investment Advisors, LLC independent RIA currentsince Sep 18, 2023 · Atlanta, Ga
- E*Trade Capital Management, LLC formerNov 27, 2012 to Aug 24, 2023 · Arlington, Va
- Valic Financial Advisors, Inc. BD affiliatedJul 13, 2012 to Dec 6, 2012 · Atlanta, Ga
- Equitable Advisors, LLC national BDJan 21, 2009 to May 31, 2012 · Wellesley, Ma
Moves
a registration end followed by a registration begin elsewhere
- E*Trade Capital Management, LLC to Capital Investment Advisors, LLCleft Aug 24, 2023, registered Sep 18, 2023 (25 days) · RIA to RIA
- Valic Financial Advisors, Inc. to E*Trade Capital Management, LLCleft Dec 6, 2012, registered Nov 27, 2012 (-9 days) · Other
- Equitable Advisors, LLC to Valic Financial Advisors, Inc.left May 31, 2012, registered Jul 13, 2012 (43 days) · Other
Signals
- Benjamin Ross Ezrine left E*Trade Capital Management, Llc for Capital Investment Advisors, Llc (registered 2023-09-18)Aug 24, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address