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RIA / WealthAdvisor27 years in industry

CARLOS HOLLANDER

Advisor at HOLLANDER ASSET MANAGEMENT LLC

MIAMI, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 29, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HOLLANDER ASSET MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 17, 1998
First registration: Nov 29, 2004
Dual registered: no
Other names: CARLOS PONTES|CARLOS HOLLANDER PONTES|CARLOS HOLLANDER LOPES PONTES
IAPD individual key: 2725885

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HOLLANDER ASSET MANAGEMENT LLC	Independent wealth	Dec 23, 2025	n/a	yes	MIAMI, FL	Current employment
HOLLANDER ASSET MANAGEMENT LLC	Independent wealth	May 12, 2011	Dec 31, 2019	no	MIAMI, FL	Previous registration
HOLLANDER ASSET MANAGEMENT LLC	Independent wealth	May 12, 2011	Dec 31, 2014	no	MIAMI, FL	Previous registration
HOLLANDER ASSET MANAGEMENT LLC	Independent wealth	Jul 16, 2009	Dec 31, 2010	no	MIAMI, FL\|MIAMI, FL	Previous registration
BIGSUR PARTNERS, LLC	Independent wealth	Apr 17, 2008	Apr 6, 2009	no	MIAMI, FL	Previous registration
STATE CAPITAL WEALTH MANAGEMENT INC	n/a	Sep 13, 2007	Nov 1, 2007	no	MIAMI, FL	Previous registration
GUGGENHEIM INVESTMENT ADVISORS, LLC	Other adviser	Nov 29, 2004	Jul 7, 2006	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BIGSUR PARTNERS, LLC	HOLLANDER ASSET MANAGEMENT LLC	Apr 6, 2009	Jul 16, 2009	101	Firm change	Other
STATE CAPITAL WEALTH MANAGEMENT INC	BIGSUR PARTNERS, LLC	Nov 1, 2007	Apr 17, 2008	168	Firm change	Other
GUGGENHEIM INVESTMENT ADVISORS, LLC	STATE CAPITAL WEALTH MANAGEMENT INC	Jul 7, 2006	Sep 13, 2007	433	Firm change after gap	Other

Relationships

Registered with (4)

→ HOLLANDER ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
May 12, 2011 to Dec 31, 2019factForm ADV
→ BIGSUR PARTNERS, LLCRegistered adviserregistration: previous registration
Apr 17, 2008 to Apr 6, 2009factForm ADV
→ STATE CAPITAL WEALTH MANAGEMENT INCRegistered adviserregistration: previous registration
Sep 13, 2007 to Nov 1, 2007factForm ADV
→ GUGGENHEIM INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 29, 2004 to Jul 7, 2006factForm ADV

Dated events

No dated event names this entity yet.