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Advisor at TCI WEALTH ADVISORS, INC.
DENVER, CO | TUCSON, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TCI WEALTH ADVISORS, INC. | Independent wealth | Nov 14, 2022 | n/a | yes | TUCSON, AZ|DENVER, CO | Current employment |
| SHEPHERD WEALTH & RETIREMENT LLC | Former SEC adviser | Nov 5, 2019 | Jul 19, 2021 | no | TUCSON, AZ | Previous registration |
| SHEPHERD WEALTH & RETIREMENT | n/a | Dec 21, 2018 | Mar 26, 2020 | no | TUCSON, AZ | Previous registration |
| HOLLOWAY WEALTH MANAGEMENT, LLC | Former SEC adviser | Feb 8, 2018 | Nov 15, 2018 | no | GAINESVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SHEPHERD WEALTH & RETIREMENT LLC | TCI WEALTH ADVISORS, INC. | Jul 19, 2021 | Nov 14, 2022 | 483 | Firm change after gap | RIA to RIA |
| SHEPHERD WEALTH & RETIREMENT | SHEPHERD WEALTH & RETIREMENT LLC | Mar 26, 2020 | Nov 5, 2019 | -142 | Firm change after gap | Other |
| HOLLOWAY WEALTH MANAGEMENT, LLC | SHEPHERD WEALTH & RETIREMENT | Nov 15, 2018 | Dec 21, 2018 | 36 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 116151:305645:AZ:2020-03-26 | Mar 26, 2020 | Nov 5, 2019 | TUCSON, AZ | Firm change after gap |