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RIA / WealthAdvisorCertified Financial Planner25 years in industry

JOSEPH BRENNAN WINKLER

Advisor at CORIENT

Bellevue, WA

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Search this name across graphsid dfx:ria:9f50fdfb-2308-73de-bab2-1908434be47f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 11, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: May 11, 2001
First registration: Dec 19, 2002
Dual registered: no
Other names: JOE WINKLER
IAPD individual key: 4355146

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	Oct 13, 2025	n/a	yes	Bellevue, WA	Current employment
BRISTLECONE ADVISORS LLC	Former SEC adviser	Oct 14, 2015	Oct 14, 2025	no	BELLEVUE, WA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 4, 2010	Oct 12, 2015	no	SEATTLE, WA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Jun 15, 2010	no	SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Dec 19, 2002	Oct 23, 2009	no	SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BRISTLECONE ADVISORS LLC	Corient	Oct 14, 2025	Oct 13, 2025	-1	Firm change	RIA to RIA
UBS FINANCIAL SERVICES INC.	BRISTLECONE ADVISORS LLC	Oct 12, 2015	Oct 14, 2015	2	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Jun 15, 2010	Jun 4, 2010	-11	Firm change	Wirehouse to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
109227:319448:WA:2025-10-06	Oct 14, 2025	Oct 13, 2025	BELLEVUE, WA	Firm change

Relationships

Registered with (5)

→ CORIENTRegistered adviserregistration: current employment
Oct 13, 2025 to presentfactForm ADV
→ BRISTLECONE ADVISORS LLCRegistered adviserregistration: previous registration
Oct 14, 2015 to Oct 14, 2025factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 4, 2010 to Oct 12, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Jun 15, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 19, 2002 to Oct 23, 2009factForm ADV

Dated events

Occurred
Oct 14, 2025
Advisor changed firm
Joseph Brennan Winkler left Bristlecone Advisors Llc for Corient (registered 2025-10-13)
Form ADVobserved 5 days ago