DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• B•••••• W••••••

C••••••independent RIABellevue, WaIA-onlyIAPD 4355146

Certified Financial Planner

Feed of 09/14/2026

Also filed as Joe W••••••

At current firm

0 y

since Oct 13, 2025

In the industry

25 y

since May 11, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• independent RIA current
since Oct 13, 2025 · Bellevue, Wa
B••••••••• A••••••• L•• former
Oct 14, 2015 to Oct 14, 2025 · Bellevue, Wa
U•• F•••••••• S••••••• I••• wirehouse
Jun 4, 2010 to Oct 12, 2015 · Seattle, Wa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2009 to Jun 15, 2010 · Seattle, Wa
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Dec 19, 2002 to Oct 23, 2009 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

B••••••••• A••••••• L•• to C••••••
left Oct 14, 2025, registered Oct 13, 2025 (-1 days) · RIA to RIA · moved with a team
U•• F•••••••• S••••••• I••• to B••••••••• A••••••• L••
left Oct 12, 2015, registered Oct 14, 2015 (2 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Jun 15, 2010, registered Jun 4, 2010 (-11 days) · Wirehouse to wirehouse
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move

Signals

J••••• B•••••• W•••••• left B••••••••• A••••••• L•• for Corient (registered 2025-10-13)
Oct 14, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address