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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

STEPHEN ROBERT TAYLOR

Advisor at SYNOVUS SECURITIES, INC.

BIRMINGHAM, AL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 29, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SYNOVUS SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 14, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 23
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 14, 2005
First registration: Aug 29, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4943989

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SYNOVUS SECURITIES, INC.	Bd affiliated wealth	Aug 10, 2015	n/a	yes	BIRMINGHAM, AL	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 13, 2013	Aug 13, 2015	no	BIRMINGHAM, AL	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Feb 13, 2007	Feb 13, 2013	no	BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	n/a	May 5, 2006	Feb 13, 2007	no	MEMPHIS, TN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 29, 2005	Mar 24, 2006	no	BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	SYNOVUS SECURITIES, INC.	Aug 13, 2015	Aug 10, 2015	-3	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Feb 13, 2013	Feb 13, 2013	0	Bulk transfer	Other
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	MORGAN KEEGAN & COMPANY, LLC	Feb 13, 2007	Feb 13, 2007	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	Mar 24, 2006	May 5, 2006	42	Firm change	Other

Relationships

Registered with (5)

→ SYNOVUS SECURITIES, INC.Registered adviserregistration: current employment
Aug 10, 2015 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 13, 2013 to Aug 13, 2015factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Feb 13, 2007 to Feb 13, 2013factForm ADV
→ AMSOUTH INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserregistration: previous registration
May 5, 2006 to Feb 13, 2007factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 29, 2005 to Mar 24, 2006factForm ADV

Dated events

No dated event names this entity yet.