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Registered advisor
S•••••• R••••• T•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
11 y
since Aug 10, 2015
In the industry
21 y
since Jul 14, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
23
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• S••••••••• I••• BD affiliated currentsince Aug 10, 2015 · Birmingham, Al
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Aug 13, 2015 · Birmingham, Al
- M••••• K••••• • C••••••• L•• formerFeb 13, 2007 to Feb 13, 2013 · Birmingham, Al
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedMay 5, 2006 to Feb 13, 2007 · Memphis, Tn
- A••••••••• F•••••••• S•••••••• L•• national BDAug 29, 2005 to Mar 24, 2006 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to S•••••• S••••••••• I•••left Aug 13, 2015, registered Aug 10, 2015 (-3 days) · Other
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- A•••••• I••••••••• M••••••••• C•••••• L•• to M••••• K••••• • C••••••• L••left Feb 13, 2007, registered Feb 13, 2007 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to A•••••• I••••••••• M••••••••• C•••••• L••left Mar 24, 2006, registered May 5, 2006 (42 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address