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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

JENNIFER S POLAND

Advisor at CETERA INVESTMENT ADVISERS LLC

PENSACOLA, FL

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Search this name across graphsid dfx:ria:9f98f307-5e65-1ccf-d1fe-6cc0c0c0b2db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 8, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 6, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S65|S63
First exam: Mar 6, 2007
First registration: Mar 8, 2007
Dual registered: yes, broker-dealer
Other names: JENNIFER SPINNER POLAND|JENNIFER MICHELLE SPINNER|JENNIFER MICHELLE SPINNER|JENNIFER MICHELLE POLAND|JENNIFER MICHELLE SPINNER|JENNIFER SPINNER POLAND
IAPD individual key: 5245585

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jul 16, 2026	n/a	yes	PENSACOLA, FL	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Sep 5, 2025	Jun 17, 2026	no	Pensacola, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 19, 2019	Sep 11, 2025	no	DESTIN, FL\|NICEVILLE, FL\|PENSACOLA, FL\|SANTA ROSA BEACH, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 20, 2016	Oct 7, 2019	no	FORT WALTON BEACH, FL\|TAMPA, FL\|DESTIN, FL\|PENSACOLA, FL\|PENSACOLA, FL\|PENSACOLA, FL\|JACKSONVILLE, FL\|PENSACOLA, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Aug 22, 2007	no	TALLAHASSEE, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 8, 2007	Apr 2, 2007	no	TALLAHASSEE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	CETERA INVESTMENT ADVISERS LLC	Jun 17, 2026	Jul 16, 2026	29	Firm change	Ibd to ibd
LPL FINANCIAL LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Sep 11, 2025	Sep 5, 2025	-6	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Oct 7, 2019	Dec 19, 2019	73	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 22, 2007	May 20, 2016	3,194	Firm change after gap	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:149018:FL:2025-09-11	Sep 11, 2025	Sep 5, 2025	SANTA ROSA BEACH, FL	Firm change

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jul 16, 2026 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Sep 5, 2025 to Jun 17, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 19, 2019 to Sep 11, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 20, 2016 to Oct 7, 2019factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Aug 22, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 8, 2007 to Apr 2, 2007factForm ADV

Dated events

Occurred
Jun 17, 2026
Advisor changed firm
Jennifer S Poland left Raymond James Financial Services Advisors, Inc for Cetera Investment Advisers Llc (registered 2026-07-16)
Form ADVobserved 4 days ago
Occurred
Sep 11, 2025
Advisor changed firm
Jennifer S Poland left Lpl Financial Llc for Raymond James Financial Services Advisors, Inc (registered 2025-09-05)
Form ADVobserved 4 days ago