RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• S• P•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jul 16, 2026 · Pensacola, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 5, 2025 to Jun 17, 2026 · Pensacola, Fl
- L•• F•••••••• L•• BD affiliatedDec 19, 2019 to Sep 11, 2025 · Destin, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 20, 2016 to Oct 7, 2019 · Fort Walton Beach, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Aug 22, 2007 · Tallahassee, Fl
- M••••• S•••••• D• I••• unclassifiedMar 8, 2007 to Apr 2, 2007 · Tallahassee, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••• I••••••••• A••••••• L••left Jun 17, 2026, registered Jul 16, 2026 (29 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 11, 2025, registered Sep 5, 2025 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Oct 7, 2019, registered Dec 19, 2019 (73 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• • C•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 22, 2007, registered May 20, 2016 (3194 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- J••••••• S• P••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••••• I••••••••• A••••••• L•• (registered 2026-07-16)Jun 17, 2026 · Advisor changed firm · fact
- J••••••• S• P••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-09-05)Sep 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address