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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JEFFERY ALAN HANNA

Advisor at LPL FINANCIAL LLC

KENNESAW, GA | SAN DIEGO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 5, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 6, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 6, 2000
First registration: Jan 5, 2015
Dual registered: yes, broker-dealer
Other names: JEFFERY ALAN HANNA|JEFF HANNA
IAPD individual key: 1866814

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 30, 2024	n/a	yes	SAN DIEGO, CA\|KENNESAW, GA	Current employment
CAPITAL INVESTMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Sep 1, 2020	Sep 25, 2024	no	RALEIGH, NC\|KENNESAW, GA	Previous registration
Southbridge	Former SEC adviser	May 12, 2015	Oct 1, 2015	no	MARIETTA, GA\|MARRIETTA, GA	Previous registration
J. HANNA AND ASSOCIATES, INC. DBA WAY FINANCIAL GROUP	n/a	Jan 5, 2015	Aug 17, 2020	no	KENNESAW, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL INVESTMENT ADVISORY SERVICES, LLC	LPL FINANCIAL LLC	Sep 25, 2024	Sep 30, 2024	5	Firm change	Ibd to ibd
J. HANNA AND ASSOCIATES, INC. DBA WAY FINANCIAL GROUP	Southbridge	Aug 17, 2020	May 12, 2015	-1,924	Firm change after gap	Other
Southbridge	CAPITAL INVESTMENT ADVISORY SERVICES, LLC	Oct 1, 2015	Sep 1, 2020	1,797	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 30, 2024 to presentfactForm ADV
→ CAPITAL INVESTMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Sep 1, 2020 to Sep 25, 2024factForm ADV
→ J. HANNA AND ASSOCIATES, INC. DBA WAY FINANCIAL GROUPRegistered adviserregistration: previous registration
Jan 5, 2015 to Aug 17, 2020factForm ADV
→ SOUTHBRIDGERegistered adviserregistration: previous registration
May 12, 2015 to Oct 1, 2015factForm ADV

Dated events

Occurred
Sep 25, 2024
Advisor changed firm
Jeffery Alan Hanna left Capital Investment Advisory Services, Llc for Lpl Financial Llc (registered 2024-09-30)
Form ADVobserved 5 days ago