DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••• A••••••• G••••• L••
FRANKLIN, TN | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Jan 13, 2025 | n/a | yes | FRANKLIN, TN|GREENWOOD VILLAGE, CO | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Feb 17, 2022 | Jan 3, 2025 | no | NASHVILLE, TN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | E•••••• A••••••• G••••• L•• | Jan 3, 2025 | Jan 13, 2025 | 10 | Firm change | Ibd to ibd |
| A• W••••• M••••••••• L•• | C••••• I••••••••• A••••••• L•• | Jan 25, 2022 | Feb 17, 2022 |
| A• W••••• M••••••••• L•• | Bd affiliated wealth | Oct 30, 2020 | Jan 25, 2022 | no | NASHVILLE, TN | Previous registration |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | Apr 24, 2019 | Oct 2, 2020 | no | SMYRNA, TN|MURFREESBORO, TN|NASHVILLE, TN|MADISON, TN|MURFREESBORO, TN|NASHVILLE, TN|NASHVILLE, TN|MURFREESBORO, TN|ANTIOCH, TN|MURFREESBORO, TN | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Dec 16, 2011 | Apr 17, 2019 | no | BRENTWOOD, TN | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Dec 16, 2011 | Apr 17, 2019 | no | Nashville, TN | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Jan 2, 2008 | Dec 19, 2011 | no | NASHVILLE, TN|BRENTWOOD, TN|NASHVILLE, TN | Previous registration |
| 23 |
| Firm change |
| Ibd to ibd |
| F•••• T•••• S••••••••• I••• | A• W••••• M••••••••• L•• | Oct 2, 2020 | Oct 30, 2020 | 28 | Firm change | Ibd to RIA |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Apr 17, 2019 | Dec 16, 2011 | -2,679 | Firm change after gap | Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Apr 17, 2019 | Dec 16, 2011 | -2,679 | Channel change | Other |
| S••••••• I••••••••• S•••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Dec 19, 2011 | Dec 16, 2011 | -3 | Firm change | Other |