DFX Intelligence

A••• L• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst10 years in industry

A••• L• F•••••••

Advisor at E••••••• W•••••

OREM, UT

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Search this name across graphsid dfx:ria:9fabe40a-f76f-659b-8afa-8896151ba19e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 1, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• W•••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Sep 24, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• W•••••	Former SEC adviser	Mar 27, 2025	n/a	yes	OREM, UT	Current employment
D•••• W••••• A•••••••	Independent wealth	Aug 24, 2022	Mar 28, 2025	no	Lehi, UT\|LEHI, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••• W••••• A•••••••	E••••••• W•••••	Mar 28, 2025	Mar 27, 2025	-1	Firm change	RIA to new firm
M••••• S••••••	D•••• W••••• A•••••••	Jul 26, 2022	Aug 24, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
174728:334968:UT:2025-03-28	Mar 28, 2025	Mar 27, 2025	LEHI, UT	Firm change
7691:149777:UT:2021-08-17	Aug 18, 2021	Aug 18, 2021	SALT LAKE CITY, UT	Firm change

Relationships

Registered with (4)

→ E••••••• W•••••Registered adviserregistration: current employment
Mar 27, 2025 to presentfactForm ADV
→ D•••• W••••• A•••••••Registered adviserregistration: previous registration
Aug 24, 2022 to Mar 28, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 18, 2021 to Jul 26, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Mar 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 26, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9fabe40a-f76f-659b-8afa-8896151ba19e
First observed: Sep 1, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.