DFX Intelligence

M•••••• D••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

M•••••• D••••• F••••

Advisor at M•••• F•••••••• A•••••••

Sebring, FL | ALPHARETTA, GA

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Search this name across graphsid dfx:ria:9fbe7439-8537-c497-3313-22c8716791ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 31, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 25, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Aug 19, 2025	n/a	yes	Sebring, FL\|ALPHARETTA, GA	Current employment
S••••• H••• F•••••••• P•••••••• L••	Independent wealth	Apr 16, 2018	Aug 14, 2025	no	Sebring, FL\|SEBRING, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• H••• F•••••••• P•••••••• L••	M•••• F•••••••• A•••••••	Aug 14, 2025	Aug 19, 2025	5	Firm change	RIA to RIA
W•••• F•••• A•••••••	S••••• H••• F•••••••• P•••••••• L••	Mar 21, 2018	Apr 16, 2018

Relationships

Registered with (4)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Aug 19, 2025 to presentfactForm ADV
→ S••••• H••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Apr 16, 2018 to Aug 14, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 5, 2009 to Mar 21, 2018factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Aug 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9fbe7439-8537-c497-3313-22c8716791ac
First observed: Jul 31, 1993
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.