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Advisor at OSAIC WEALTH, INC.
ALBUQUERQUE, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Sep 12, 2025 | n/a | yes | ALBUQUERQUE, NM | Current employment |
| PFG ADVISORS | Independent wealth | Apr 18, 2018 | Nov 1, 2025 | no | ALBUQUERQUE, NM | Previous registration |
| CUE FINANCIAL GROUP, INC. | Former SEC adviser | Sep 18, 2012 | Dec 31, 2018 | no | SCOTTSDALE, AZ|ALBUQUERQUE, NM | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Aug 8, 2012 | no | Albuquerque, NM | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | ALBUQUERQUE, NM | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jun 17, 1993 | Apr 2, 2007 | no | ALBUQUERQUE, NM|ALBUQUERQUE, NM | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PFG ADVISORS | OSAIC WEALTH, INC. | Nov 1, 2025 | Sep 12, 2025 | -50 | Firm change after gap | RIA to ibd |
| CUE FINANCIAL GROUP, INC. | PFG ADVISORS | Dec 31, 2018 | Apr 18, 2018 | -257 | Firm change after gap | RIA to RIA |
| MORGAN STANLEY | CUE FINANCIAL GROUP, INC. | Aug 8, 2012 | Sep 18, 2012 | 41 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 173344:23131:NM:2025-11-01 | Nov 1, 2025 | Sep 12, 2025 | ALBUQUERQUE, NM | Firm change after gap |
| 21033:173344:NM:2018-12-31 | Dec 31, 2018 | Apr 18, 2018 | ALBUQUERQUE, NM | Firm change after gap |