DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Bruce Clark Hopper

Osaic Wealth, Inc.BD affiliatedAlbuquerque, Nmdual registrantIAPD 2046113

Feed of 09/14/2026

Also filed as Bruce Hopper

At current firm

1 y

since Sep 12, 2025

In the industry

33 y

since Jun 17, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Sep 12, 2025 · Albuquerque, Nm
Pfg Advisors independent RIA
Apr 18, 2018 to Nov 1, 2025 · Albuquerque, Nm
Cue Financial Group, Inc. former
Sep 18, 2012 to Dec 31, 2018 · Scottsdale, Az
Morgan Stanley wirehouse
Jun 1, 2009 to Aug 8, 2012 · Albuquerque, Nm
Morgan Stanley & Co. LLC unclassified
Apr 2, 2007 to Jun 1, 2009 · Albuquerque, Nm
Morgan Stanley Dw Inc. unclassified
Jun 17, 1993 to Apr 2, 2007 · Albuquerque, Nm

Moves

a registration end followed by a registration begin elsewhere

Pfg Advisors to Osaic Wealth, Inc.
left Nov 1, 2025, registered Sep 12, 2025 (-50 days) · RIA to affiliated broker-dealer or bank · moved with a team
Cue Financial Group, Inc. to Pfg Advisors
left Dec 31, 2018, registered Apr 18, 2018 (-257 days) · RIA to RIA · moved with a team
Morgan Stanley to Cue Financial Group, Inc.
left Aug 8, 2012, registered Sep 18, 2012 (41 days) · Other
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLC
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

Bruce Clark Hopper left Pfg Advisors for Osaic Wealth, Inc. (registered 2025-09-12)
Nov 1, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address