DFX Intelligence

A•••••• A••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

A•••••• A••• C•••••••

Advisor at W•••• F•••• A•••••••

FORT COLLINS, CO

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Search this name across graphsid dfx:ria:9fc563d0-52bc-2a0f-543a-c6130116099a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 12, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 8, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jun 16, 2026	n/a	yes	FORT COLLINS, CO	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 21, 2021	Jun 30, 2026	no	FORT COLLINS, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	W•••• F•••• A•••••••	Jun 30, 2026	Jun 16, 2026	-14	Firm change	Ibd to wirehouse
W•••••• • R•••	L•• F•••••••• L••	Jul 21, 2021	Jul 21, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:11025:CO:2026-06-30	Jun 30, 2026	Jun 16, 2026	FORT COLLINS, CO	Firm change

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jun 16, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 21, 2021 to Jun 30, 2026factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jan 4, 2016 to Jul 21, 2021factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jun 30, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9fc563d0-52bc-2a0f-543a-c6130116099a
First observed: Dec 12, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.