DFX Intelligence

C••••• J•••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

C••••• J•••• G•••••••

Advisor at T• R••• P•••• A••••••••• I•••

Arlington Heights, IL

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Search this name across graphsid dfx:ria:9fc8323e-6271-2f7c-ae79-98e77a1863f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• R••• P•••• A••••••••• I•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jun 13, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T• R••• P•••• A••••••••• I•••	Asset manager	Sep 29, 2021	n/a	yes	Arlington Heights, IL	Current employment
A••••••• A•••• M••••••••• I•••	Mixed wealth	May 26, 2009	Aug 20, 2021	no	LISLE, IL\|THE WOODLANDS, TX\|BOERNE, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A•••• M••••••••• I•••	T• R••• P•••• A••••••••• I•••	Aug 20, 2021	Sep 29, 2021	40	Firm change	Other
G••••••••• I•••••••••	A••••••• A•••• M••••••••• I•••	Nov 4, 2008	May 26, 2009

Relationships

Registered with (4)

→ T• R••• P•••• A••••••••• I•••Registered adviserregistration: current employment
Sep 29, 2021 to presentfactForm ADV
→ A••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
May 26, 2009 to Aug 20, 2021factForm ADV
→ G••••••••• I•••••••••Registered adviserregistration: previous registration
Mar 19, 2007 to Nov 4, 2008factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9fc8323e-6271-2f7c-ae79-98e77a1863f4
First observed: Jun 14, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.