This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 14, 2013earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S65|S63

First exam

Nov 14, 2013

First registration

Nov 18, 2013

Dual registered

yes, broker-dealer

Other names

KIMBERLY SPICKLER MORROW|KIMBERLY SPICKLER MORROW|KIMBERLY ANN SPICKLER|KIMBERLY SPICKLER

IAPD individual key

6160166

• Occurred

  Jun 3, 2022
  Advisor changed firm

  Kimberly S Morrow left Hightower Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-03-08)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9fcfbe07-ca23-da2a-a5f0-a47ce7b78eaf

First observed

Nov 18, 2013

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.