DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••••• S• M•••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseNew York, Ny dual registrantIAPD 6160166

Certified Financial Planner

Feed of 09/15/2026

Also filed as Kimberly Spickler Morrow

At current firm

3 y

since Mar 8, 2023

In the industry

12 y

since Nov 14, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Mar 8, 2023 · New York, Ny
H•••••••• A•••••••• L•• BD affiliated
Dec 8, 2020 to Jun 3, 2022 · Waltham, Ma
A••••• W••••• M••••••••• L•• former
Feb 10, 2014 to Nov 16, 2020 · Waltham, Ma
A••••• W••••• M••••••••• I••• former
Nov 18, 2013 to Feb 27, 2014 · Waltham, Ma

Moves

a registration end followed by a registration begin elsewhere

H•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 3, 2022, registered Mar 8, 2023 (278 days) · Affiliated broker-dealer or bank to wirehouse
A••••• W••••• M••••••••• L•• to H•••••••• A•••••••• L••
left Nov 16, 2020, registered Dec 8, 2020 (22 days) · RIA to affiliated broker-dealer or bank · moved with a team
A••••• W••••• M••••••••• I••• to A••••• W••••• M••••••••• L••
left Feb 27, 2014, registered Feb 10, 2014 (-17 days) · channel change inside one enterprise, not a move

Signals

K••••••• S• M••••• left H•••••••• A•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-03-08)
Jun 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address