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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

KIM DAVID LARKIN

Advisor at LPL FINANCIAL LLC

BOCA RATON, FL | Jacksonville, FL

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Search this name across graphsid dfx:ria:9fe2007c-cb38-4f7e-4e98-c0b2f90700f2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 7, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 5, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 5, 1988
First registration: Mar 7, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1474968

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 2, 2026	n/a	yes	BOCA RATON, FL\|Jacksonville, FL	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Nov 16, 2015	Jul 13, 2026	no	Jacksonville, FL\|New Haven, CT\|Boca Raton, FL\|Pompano Beach, FL\|Boca Raton, FL\|Boca Raton, FL\|Pompano Beach, FL\|Jacksonville Beach, FL\|Jacksonville Beach, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 29, 2011	Nov 20, 2015	no	NEW HAVEN, CT\|WEST HAVEN, CT\|NEW HAVEN, CT\|MELVILLE, NY\|NEW HAVEN, CT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	May 3, 2011	no	DANBURY, CT\|DANBURY, CT\|RIDGEFIELD, CT\|NEW HAVEN, CT	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Oct 23, 2009	no	DANBURY, CT\|DANBURY, CT\|NEWTOWN, CT\|RIDGEFIELD, CT\|DANBURY, CT\|BETHEL, CT	Previous registration
QUICK & REILLY, INC.	n/a	Aug 12, 2004	Oct 20, 2004	no	STAMFORD, CT	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Mar 7, 2001	Feb 19, 2003	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	LPL FINANCIAL LLC	Jul 13, 2026	Jul 2, 2026	-11	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Nov 20, 2015	Nov 16, 2015	-4	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	May 3, 2011	Apr 29, 2011	-4	Firm change	Wirehouse to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other
CHASE INVESTMENT SERVICES CORP.	QUICK & REILLY, INC.	Feb 19, 2003	Aug 12, 2004	540	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134139:6413:FL:2026-07-13	Jul 13, 2026	Jul 2, 2026	JACKSONVILLE BEACH, FL	Firm change

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 2, 2026 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Nov 16, 2015 to Jul 13, 2026factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 29, 2011 to Nov 20, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to May 3, 2011factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Oct 23, 2009factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Aug 12, 2004 to Oct 20, 2004factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Mar 7, 2001 to Feb 19, 2003factForm ADV

Dated events

Occurred
Jul 13, 2026
Advisor changed firm
Kim David Larkin left Cambridge Investment Research Advisors, Inc. for Lpl Financial Llc (registered 2026-07-02)
Form ADVobserved 6 days ago