DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kim David Larkin

LPL Financial LLCBD affiliatedBoca Raton, Fl dual registrantIAPD 1474968

Feed of 09/15/2026

At current firm

0 y

since Jul 2, 2026

In the industry

38 y

since Feb 5, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jul 2, 2026 · Boca Raton, Fl
Cambridge Investment Research Advisors, Inc. BD affiliated
Nov 16, 2015 to Jul 13, 2026 · Jacksonville, Fl
Wells Fargo Advisors wirehouse
Apr 29, 2011 to Nov 20, 2015 · New Haven, Ct
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 23, 2009 to May 3, 2011 · Danbury, Ct
Banc Of America Investment Services, Inc. unclassified
Oct 20, 2004 to Oct 23, 2009 · Danbury, Ct
Quick & Reilly, Inc. unclassified
Aug 12, 2004 to Oct 20, 2004 · Stamford, Ct
Chase Investment Services Corp. former
Mar 7, 2001 to Feb 19, 2003 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Cambridge Investment Research Advisors, Inc. to LPL Financial LLC
left Jul 13, 2026, registered Jul 2, 2026 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
Wells Fargo Advisors to Cambridge Investment Research Advisors, Inc.
left Nov 20, 2015, registered Nov 16, 2015 (-4 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisors
left May 3, 2011, registered Apr 29, 2011 (-4 days) · Wirehouse to wirehouse
Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.
left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Chase Investment Services Corp. to Quick & Reilly, Inc.
left Feb 19, 2003, registered Aug 12, 2004 (540 days) · Other

Signals

Kim David Larkin left Cambridge Investment Research Advisors, Inc. for Lpl Financial Llc (registered 2026-07-02)
Jul 13, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address