RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• E•••••• S••••••
- G••••••• P••• W••••• A•••••••• L•• state registered currentsince Aug 23, 2023 · Nashville, Tn
- W•••••••• C•••••• A••••••• asset managerSep 29, 2015 to Feb 24, 2016 · Mission Woods, Ks
- E•••••••• S••••••••• I••••••••• C••••••••• G••••• L•• unclassifiedJan 10, 2013 to Dec 31, 2014 · Smyrna, Ga
- A•••• S••••••••• I••••••••• C••••••••• state registeredMar 5, 2012 to Oct 2, 2012 · Ladera Ranch, Ca
- W•••••••• C•••••• A••••••• to G••••••• P••• W••••• A•••••••• L••left Feb 24, 2016, registered Aug 23, 2023 (2737 days) · Other
- E•••••••• S••••••••• I••••••••• C••••••••• G••••• L•• to W•••••••• C•••••• A•••••••left Dec 31, 2014, registered Sep 29, 2015 (272 days) · Other
- A•••• S••••••••• I••••••••• C••••••••• to E•••••••• S••••••••• I••••••••• C••••••••• G••••• L••left Oct 2, 2012, registered Jan 10, 2013 (100 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address